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Surveillance/ Compliance Analyst (Walk In)

Description




Job openings for Surveillance/ Compliance Analyst

2-3 yrs Trading Exp

Look for Traders

Strong in Capital Market Background [Equity, Derivatives]

Excellent Communication.

 


Principle business responsibilities :

 

Review email and electronic communications of bank employees for adherence to firm policies and regulatory rules.

Detect, review and report potentially suspicious activities.

Use available research tools to identify publicly available information concerning transactions and communications identified for further investigation.

Conduct special inquiries as required

Work with relevant compliance team to resolve instances of potential issues

Escalate potential breaches of firm policy and regulatory rules with adequate supporting information to the relevant compliance team.

Perform routine administrative duties and reviews

Regrads

Suriyakala M

9036006949

suriyakala.m@magna.in

Openings : 1

Closed
JOB ID

TH2018946

EXPERIENCE

2 Years To 3 years

VALID TILL

Dec 11, 2018 To Jan 10, 2019

LOCATION

Mumbai City

REQUIRED SKILLS CTC

0NANot Disclosed by Recruiter

ROLE

Accounts

CONTACT PERSON

Suriyakala M

CONTACT NUMBER

CONTACT TIME

10:00am - 05:00pm

QU


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